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Marketing Compliance Officer

Location : Washington, DC
Job Type : Direct
Hours : Full Time
Required Years of Experience : 3+
Required Education : Bachelor's Degree Required
Travel : No
Relocation : No

Job Description :

Our client, an investment manager in the Washington, DC, area, is currently seeking a Marketing Compliance Officer. The incumbent will be responsible for reviewing marketing materials for compliance with complex regulatory and procedural requirements, assisting with compliance program testing, and serving as a source of general compliance advice.


Other Duties:

  • Administer firms marketing compliance program

  • Monitor social media platforms

  • Enhance policies and procedures

  • General compliance issues



  • Bachelor’s degree is required

  • Three years of investment/wealth management compliance experience

  • Microsoft Office experience

  • Strong attention to detail

Required Qualifications :
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